S99F1: SEC Rule 15c3-3: Customer Protection and Control Locations
From Cybersecurity, ISACA & Audit Exam Audio Prep (CISSP, CISA, CIA, CRISC, CISM, Security+) — VoraPrep · 7:27
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Hey, welcome to VoraPrep Audio. If you’re studying for an operations or compliance exam, you’ve probably seen SEC Rule 15c3-3, the Customer Protection Rule. And on the surface, it seems straightforward. But this is one of those rules where the exam loves to test the details, especially around timing…
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